Ambivalence
as a Theme in On the Waterfront (1954): An Interdisciplinary Approach to Film Study
KENNETH R. HEY
THE STUDY OF FILM IN AMERICAN CULTURE POSES SOME
INTERESTING challenges to the person using an interdisciplinary method.
First, as an historical document, film has contextual connections with the
contemporary world. The people who make a film bring to the project their own
interests and attitudes, and these various perspectives, when added to the
collaborative process, forge a product which resonates in some way with
society. Second, as a work of art, film requires textual analysis similar to
drama, photography, painting, and music. But as an aesthetic object which
combines different artistic media into a single experience, film requires an
analytical method which considers all contributing disciplines. Finally, as an
art historical object, film stands at the intersection of ongoing traditions
in the medium's own history and of theoretical interests alive at the time the
film is made. To single out one feature of the film (e.g., its historical
context or a self‑contained meaning in the text) is to sacrifice the
film for something less. To avoid examining the relative contributions of all
the major participants is to miss the unique feature of this collaborative art
form.
As an
example of the collaborative film process and as an object of cultural
significance, On the Waterfront (1954) has
few competitors. Bringing together some of the best and most innovative
artists in their respective media, the film was an attempt to weave together
the threads of two contemporary events with the strands of aesthetic themes
derived from several different artistic media. Unlike many intriguing films
which lose their appeal as society changes, this
twenty‑five‑year‑old film continues to evince the intended
moral outrage from viewers ignorant of its historical background and to
receive harsh criticism from detractors aware of the film's origins.'
On the Waterfront tells of Terry Malloy (played by Marlon Brando)
who begins as an ignorant and complacent member of a corrupt gang that
controls the longshoreman's union. Terry previously boxed professionally for
the mob and obediently took "a dive" so the mobsters could win big
on the opponent. He now contents himself with a "cushy" dock job and
a "little extra change on the side." The mob, headed by Johnny
Friendly (played by Lee J. Cobb) with the assistance of Terry's brother,
Charley "the Gent" (played by Rod Steiger), applies
"muscle" discipline where necessary; when a dissident member breaks
the "D and D" rule ("Deaf and Dumb") and talks to the
Crime Commission, the mobsters have him killed. Edie Doyle (played by Eva
Marie Saint), sister of the film's first murder victim, Joey Doyle, tries to
unravel the mystery of union corruption, hoping to uncover the identity of her
brother's murderer. Joined by Father Barry (played by Karl Malden), she soon
concentrates her attentions on Terry, whose basic philosophy ("Do it to
him before he does it to you") clashes with the Christian morality
("Aren't we all part of each other") she has absorbed at a convent
school. Terry's indifference to Edie's pleas eventually leads to the murder of
"Kayo" Dugan (played by Pat Henning), whose violent death extracts
an emotional eulogy from Father Barry. After the mob kills Charley for
protecting his brother, the younger Malloy seeks revenge. Father Barry
convinces Terry to vent his anger in open testimony before the State
Waterfront Crime Commission. But the impersonality of formal testimony fails
to appease Terry's desire for vengeance, and he confronts Johnny Friendly
directly. Although he loses the ensuing fist fight, he seems to win a
"battle" by circumventing Friendly's authority and personally
leading the men back to work. (See Figure 1.)
The following study will seek
to explain how and why On the Waterfront
came to be. As a method of explaining the film's origins and meaning, each
collaborator's career, point of view, and major interests will be discussed
briefly and fitted into the evolving product. When all of the artists' efforts
are considered as part of the whole, a single theme predominates: ambivalence.
The film argues openly that injustice can be remedied through existing
political institutions; but it grafts onto this basic liberal position the
suggestion that individuals are frequently casualties of the conflict between
right and wrong in society and that the individual's response to the clash of
absolute moral standards is ambivalent. In the film, the "thesis" of
evil (Johnny Friendly) is confronted by its
I For
example, see Roger Tailleur, "Elia Kazan and the House Un‑American
Activities Committee," Film
Comment, 2 (Fall 1966), 43‑59.
11
antithesis" of good (Father Barry and Christian morality); the new
"synthesis" (Terry Malloy) miraculously fuses selfishness and
selflessness, but as an individual staggering beneath the burden of moral
decisions, he remains unconvinced of the rightness of either extreme.
The idea for a waterfront
drama came from a person who had nothing to do with the final product. In
1949, Arthur Miller, flushed with the success of two Broadway plays (All My Sons,
1947; Death of a Salesman, 1949), directed his considerable talent toward
the social struggle then being waged on the Brooklyn docks. His
play, The Bottom of the River (also
titled The Hook) told of the
misadventures of Peter Panto who in the late 1930s tried to organize dissident
longshoremen in Brooklyn's Red Hook district. According to the longshoremen
with whom Miller talked, mobsters feared Panto's rapid rise to popularity and
had him killed, dumping his body in the East River. In 1951, when the first
script was finished, Miller contacted colleague Elia Kazan, suggesting that
they work jointly on the filin.2
Kazan, after completing his
studies at the Yale School of Drama in 1932, had joined both the innovative
Group Theatre and the energetic Communist Party, but his radical fervor soon
waned and he severed Party affiliations because of a conflict over artists'
prerogatives and freedoms. From his 1930s experiences in dramatic art and
radical politics, Kazan developed an aesthetic theory which favored optimistic
realism and assumed a political posture "left of center and to the right
of the Communist Party.' 13 A
deft creator of dramatic tension on stage, Kazan usually directed Broadway
plays that projected his liberal ideas. From his work on the Group Theatre's Golden
Boy to his direction of Tennessee Williams' A Streetcar
Named Desire (play, 1947; film, 195 1) and of Arthur Miller's All My Sons and Death of a Salesman, Kazan
had helped shape studies of inhuman exploitation, bestial degradation, and
aimless materialism, as well as statements concerning moral responsibility.
But the pessimism which often infused these social dramas was not wholly
suited to the optimism of a scrapping and successful immigrant like Kazan. In On
the Waterfront, he would resurrect Clifford Odets' "golden boy"
and make his own "original golden warrior," Terry Malloy, rise from
his beating and depose momentarily his corrupt adversary. Kazan would also
revive Tennessee Williams' characters from A Streetcar
Named Desire. In the play, Kazan had directed Vivien Leigh to play
I Arthur
Miller, "The Year It Came Apart," New
York (Dec. 30, 1974‑Jan. 6, 1975), 42. For Peter Panto's story, see
Allen Raymond, Waterfront
Priest (New York: Henry Holt, 1955), 65‑66.
3
Elia Kazan,
cited in Michel Ciment, Kazan on Kazan (New
York: Viking, 1974), 20; quote in following paragraph, 71. Blanche
DuBois as "an ambivalent figure who is attracted to the harshness and
vulgarity" surrounding her at the same time she fears and rejects it. For
the waterfront drama, Kazan would transfer the character ambivalence to Terry
Malloy, converting Blanche DuBois into an effective Edie Doyle, and the
befuddled Mitch into a forceful Father Barry (both played by Karl Malden).
Stanley Kowalski and Terry Malloy (both played by Marlon Brando) would share
several characteristic s‑an inability to express themselves clearly, an
incapacity to control or even comprehend their situations and actions, and a
vulnerability which belies a certain sensitivity. But unlike Kowalski, Terry
Malloy would be permitted to grow and change. Kowalski's bestial drives mixed
with brute strength would give way, under persistent moral preachings, to
Malloy's survival instincts tempered with human indecisiveness.
Kazan's successful Group
Theatre experiences, his fleeting glance at radical politics, his personal
rise from immigrant boy to Broadway's "gray‑haired" wonder,
and his early Hollywood popularity (A
Tree Grows in Brooklyn, 1945; Boomerang and Gentleman's
Agreement, both 1947) led him to
believe in the value of his own work and in the real possibility of reform.
But Kazan stopped short of naive idealism. When confronted with large,
historical forces, the individual becomes a victim who may, despite a heroic
character, flinch and recoil, as did Emiliano Zapata when offered the reins of
the Mexican government (Viva, Zapata!,
1952). Thus, by the time Arthur Miller contacted Kazan about a waterfront
film, the two Broadway collaborators had shared several artistic experiences,
but Miller's clearly defined goods and evils, so evident in A// My Sons, did not blend well with Kazan's admixture of optimism
and moral ambivalence.
Despite this difference in
perspective, the two authors collected Miller's completed script and headed
west to seek financial backing. After feelers to Kazan's studio, Twentieth
Century‑Fox, proved unsuccessful, the two appealed to Harry Cohn,
president of Columbia Pictures. Cohn, who showed interest in the project,
contacted Roy Brewer, whose advice on labor affairs Cohn considered essential.
Brewer headed several Hollywood unions and served on the Motion Picture
Alliance for the Preservation of American Ideals, an organization of
conservative filmmakers who fought communism in Hollywood by aiding the House
Committee on Un‑American Activities (HUAC). He supplied union workers
and projectionists for films he considered politically acceptable and made it
impossible for
filmmakers disdainful of HUAC to secure a crew in Hollywood .4 Cohn and Brewer suggested that the authors
convert the water
Robert Sklar, Movie‑Made
America: A Cultural History of American Movies (New
York:RandomHouse,1975),258‑59.
front mobsters into
communists. When Miller and Kazan refused, Brewer retorted that the creators
were dishonest, immoral, and un‑American .5 The
power behind this hardline position must have seemed ominous to Kazan in 1952
when he received a subpoena from the House Committee on Un‑American
Activities to testify concerning his knowledge of communist activities in the
1930s.
According to Kazan, On
the Waterfront was "partly affected" by his two appearances
before the celebrated House Committee on January 14 and April 9, 1952. "1
went through that thing," he later admitted, "and it was painful and
difficult and not the thing I'm proudest of in my life, but it's also not
something I'm ashamed of." 6 No doubt, Kazan confronted his unfortunate
role as friendly witness with the perspective that he was trapped between two
opposing and irreconcilable forces of evil, neither of which deserved his
allegiance. However, he also must have seen that the federal government and
the strong pro‑HUAC sentiment lodged in Hollywood could destroy his
career. The general "good" he perceived in the exposure and
criticism of the American Communist Party's activities could be easily fused
with the individual "good" of his personal success. "It is my
obligation as a citizen," he told the committee, "to tell
everything."' Like "golden boy" Joe Bonaparte, Willy Loman, and
even Blanche DuBois, Kazan saw himself as another victim of social and
political forces which corrupt even the most honorable intentions.
With the committee as
audience, Kazan read a carefully prepared statement which contained three
clearly framed sections. First, he admitted and repudiated membership in the
Communist Party. "I was a member of the Communist Party from some time in
the summer of 1934 until the late winter or early spring of 1936, when I
severed all connection with it permanently.... I had had enough anyway. I had
had a taste of policestate living and I did not like it." Second, he
explained the depth of his complicity by describing his mission and by listing
people with whom he had worked.
For the approximately nineteen months of my
membership, I was assigned to a 11 unit"
composed of those party members who were, like myself, members of the Group
Theatre acting company.... What we were asked to do was fourfold: 1) to
"educate" ourselves in Marxist and party doctrine; 2) to help the
party get a foothold in the Actors Equity Association; 3) to support various
"front organizations" of the party; 4) to try to capture the Group
Theatre and make it a Communist mouthpiece.
Miller, "The Year," 43.
Elia Kazan, interview, "Cinema Grand Illusions," The Real Paper (May 30, 1973), 24.
Elia Kazan, testimony, Hearings
Before the Committee on Un‑American Activities, House of
Representatives, 82d Cong., 2d sess., Apr. 10, 1952, 2408. All
quotes in the following paragraph, 2408‑13.
All the people Kazan named had
previously been named, and thus he did not actually lengthen the HUAC list.
But he gave legitimacy to the Committee's witch hunt, and‑not
insignificantly‑ insured his future employment in Hollywood.
In the third section of his
dramatic presentation, Kazan defended his career since leaving the party and
tried to show that his artistic activities were in no way un‑American.
"After I left the party in 1936 except for
making a two‑reel documentary film mentioned above in 1937 [The People of the
Cumberlands], I was never active in any organization since listed as
subversive." In characterizing his artistic efforts since 1936,
Kazan described Death of a
Salesman as a story which "shows the frustrations of the life of a
salesman and contains implicit criticism of his materialistic standards";
he called Viva, Zapata! "an
anti‑communist picture." He labored to show how even the most
critical works were essentially American in intent, purpose, and effect.
Depicting himself as a staunch defender of democracy, Kazan asserted that
concern for the social problems of the 1930s had drawn him to the Communist
Party but that the Party's preoccupation with political subversion had
actually harmed real social reform.'
Prior to his second appearance
before the House committee, Kazan wrote a lengthy letter to the editor of The
Saturday Review, defending the anti‑communist message of Viva,
Zapata! In explicating the democratic theory behind the film's action,
Kazan described Zapata (played by Marlon Brando) as "no communist; he was
that opposite phenomenon, a man of individual conscience." 9
The true reformer was an individualist who fought for the same ends as
did the Communist Party, but consulted his conscience rather than ideology
when making political decisions. Kazan submitted his entire letter to the
House committee as part of his formal statement. In the same issue of The
Saturday Review, Norman Cousins delineated the essential differences
between a communist and a liberal. "A Communist, although he pretends to
be independent, always takes his order from above; a liberal makes up his own
mind. A Communist, because he takes orders from above, is sometimes trapped by
an overnight change in Party policy; a liberal can change his mind but he does
so slowly, painfully, and by his own volition." 10 Three
days after
I For a
broader study of this point, see Daniel Aaron, Writers
on the Left (New York: Avon, 1961, 1%9), 388‑407.
1 Elia
Kazan, ‑ Elia Kazan on Zapata!"
The Saturday Review (Apr. 5, 1952), 22‑23. For a longer study of Viva, Zapata!, see Paul J. Vanderwood, "An
American Cold‑Warrior: Viva,
Zapata! (1952)," in John E. O'Connor and Martin R. Jackson, eds. American
History lAmerican Film: Interpreting the
American Image (New York: Ungar, 1979), 183‑201.
10 Norman
Cousins, "Can an American Be Trusted?" Saturday
Review (Apr. 5, 1952), 20.
testifying, Kazan purchased
advertising space in the amusement section of
The New York Times. In the two‑column, page‑long
"Statement," Kazan defended his actions before the Committee and
called upon other liberals to come forward. "Secrecy," he wrote,
"serves the communists." In May 1952, Clifford Odets, whom Kazan had
named as a former member of the
Communist Party, appeared before the Committee and reiterated the emerging
liberal theme. "One must pick one's way very carefully through the images
of liberalism or leftism today," he told the
subcommittee, "or one must remain silent." 11 Odets, Kazan, and others like them
had evidently changed their minds "slowly,
painfully and by [their] own volition" because they chose, as
Terry Malloy would choose, not to remain silent.
Yielding to political hysteria
on the right did not appeal to all liberals. Kazan's performance before the
committee incensed his associate, Arthur Miller, and the two embarked on an
artistic duel which lasted into the 1960s. Miller fired the first round with The Crucible (1953), an apparent study of witchcraft
in Puritan Salem. According to Miller, "the witchhunt was a perverse
manifestation of the panic which set in among all
classes when the balance began to turn [away from communal unity and] toward
greater individual freedom." 12 Miller tried to link the Salem witch‑hunts with
Washington red‑baiting. While hoping to avoid spurious connections
between witchcraft and communism, he did seek to explore hysterical and
oppressive responses to individual acts of conscience. Kazan's return volley
in the artistic duel, On
the Waterfront, made mobster control over the waterfront analogous
to Communist Party control over the individual. But the film did not confuse
communism per se with
gangster racketeering; it sought to explore two forms of oppression.
Miller and Kazan, the liberal duellists, were firing at each other by firing
in opposite directions. Standing back to back, Kazan fired at the political
left while Miller fired at the right.
Kazan's role as a
"friendly witness" before the House Committee on Un‑American
Activities and Miller's efforts to capture the "witch‑hunt" in
dramatic form left undeveloped their ideas for a film on waterfront crime.
After testifying, Kazan contacted author Budd Schulberg. Son of
a famous Hollywood producer, B. P. Schulberg, the young writer had
grown up surrounded by famous people and great wealth. After graduating from
Dartmouth College, he returned to his hometown, wrote
" Clifford Odets, cited in Lately Thomas (pseud.), When Even Angels Wept: A Story Without a Hero (New York: William
Morrow, 1973),175. Elia Kazan,
"A Statement," New York
Times (Apr. 12, 1952), 7.
11 Arthur
Miller, "The Crucible," in Arthur
Miller's Collected Plays (New York: Viking, 1957),228.
extra dialogue for
various studios, and released his first novel, What
Makes Sammy Run? (1941). This searing critique of money‑hungry
executives in the film industry not only singed the coats of all capitalists,
it also avenged his father's premature ouster from Paramount Studios. His
second novel, The Harder They Fall
(1947), updated and expanded Odets' Golden
Boy, detailing the moral failings
of comfortable and dependent employees
of a corrupt boxing syndicate. Schulberg followed this cynical blast at
complacent self‑interest with The
Disenchanted (1950), a partially autobiographical novel which
simultaneously traced the demise of Manley Halliday (known to be F. Scott
Fitzgerald) during the filming of Love
in Ice (Walter Wanger's Winter
Carnival) and the slow disenchantment of a fresh, young screenwriter (Shep/Schulberg)
with 1930s socialist thought. 13
In each of these novels,
Schulberg created a powerful character whose success depended upon pitiable
humans who cowered before the very force that exploited them. While exploring
the curious dynamics of a social structure which propelled the most vicious
hoodlums to the top, the three works recorded the slow and agonizing
incapacitation of a lone victim struggling to maintain dignity in a hostile
environment. From his first novel, which condemned ambitious Hollywood
capitalists, to his third, which followed the demise of an "artist"
in Hollywood's film factory, Schulberg sketched a debased and graceless
society which protected and rewarded the powerful for trouncing upon the weak.
Shortly after his third novel
appeared on the market, Schulberg's attention was diverted to the New York
waterfront. In 1949, Joseph Curtis,
an aspiring film producer with Hollywood connections, had founded Monticello
Film Corporation for the sole purpose of converting to celluloid Malcolm
Johnson's New York Sun articles on
union corruption. In 1950, the
articles, which won Johnson a Pulitzer Prize, appeared in book form. With this
popular momentum, Curtis convinced Robert Siodmak to direct the film and asked
Schulberg to write the script. Despite his original hesitancy to return to an
industry he had lacerated mercilessly in his fiction, Schulberg agreed.
Measuring the distance between successful people and social rebels, Schulberg
explained his fascination with the fi)m*s subject matter. "The epic scale
of the corruption and violence intrigued me. Only a few blocks from Sardi's
and Shor's and other places where itinerant social philosophers assemble to
discuss the problems of the day, guys who said 'no' to
industrial‑feudalism were getting clobbered
1' Budd
Schulberg, What Makes Sammy Run? (New
York: Random House, 1941); The H~;,Jer
They Fall (New York: Random House, 1947); The
Disenchanted (New York: RandomJ n
House, 1950).
and killed.""
Invigorated by the importance and scale of the project, Schulberg
investigated, planned, and finished Crime
on the Waterfront by the spring of 1951, but due to grievous errors in the
financial planning, the script was languishing in production limbo when the
House Committee on Un‑American Activities summoned the author to
Washington.
As a disillusioned
ex‑member of the Communist Party, Schulberg chose to obey the subpoena.
Testifying on May 23, 1951, he admitted Party membership, explained Party
methods of controlling dissident writer members, and named former associates.
He argued that the limited choices available to the 1930s reformer matched
with the urgent need to do something made Party membership seem reasonable.
"I joined," he told the committee, "because at the time I felt
that the political issues that they seemed to be in favor of, mostly I recall
the opposition to the Nazi and Mussolini and a feeling that something should
be done about it, those things attracted me, and there were some others, too. ‑
15 He separated offenders into those who joined the Party to advance
basically humanitarian causes'and those who wished to manipulate the humanists
to advance totalitarian ends. Ideological fanatics within the Party exploited
socially credible writers who sought to study society's ills. Irritated over
the Party's attempts to regulate his own writing, Schulberg left the
organization. In his testimony, he contended there were communists and
innocent communist dupes, and the "innocents" were really solid
democrats fighting for legitimate causes.
In 1952, with the Curtis
project still in financial trouble, the rights to Crime
on the Waterfront reverted to Schulberg. Shortly thereafter, Kazan, who
was interested in making a film on corrupt judicial processes in an eastern
city, contacted Schulberg. Because they had both been involved in aborted film
projects concerned with waterfront clime, they quickly agreed to develop a
realistic story based on mobster control of longshore unions. Drawing upon
personal investigations, two previously completed scripts, and Johnson's Crime
on the Labor Front, the two collaborators familiarized themselves with the
details of waterfront conditions. 16
From 1946 to 1951, the docks
in New York and New Jersey were rampant with illegal activities. Attempts at
reform, as demonstrated by the ill‑fated effort of Peter Panto, proved
fruitless. After a wildcat strike in
14 Budd
Schulberg, "Waterfront: From
Docks to Film," New York Times (July
11, 1954), 11, 5. Also, "Suit Seeks Profits of On the Waterfront," New York
Times (Oct. 19, 1954), 24.
15 Budd
Schulberg, testimony, Hearings Before
the Committee on Un‑American Activities, House of Representatives,
82d Cong., Ist sess., May
31, 1951, 583‑84.
11 Malcolm
Johnson, Crime on the Labor Front (New
York: McGraw‑Hill, 1950). For a broader view of waterfront crime, see
Daniel Bell, The End of
Ideology: On the Exhaustion of Political Ideas in the Fifties (New
York: Free Press, 1960, 1962), 197‑205.
1945 focused national attention on the waterfront, William F.
Warren, the workers' popular leader, reportedly "fell and hurt himself'
on the job, and before reappearing on the docks, made a public
"confession" that he had been "a dupe" of the Communist
Party. In 1948, a second major
strike reached its peak soon after the New York Anti‑Crime Commission
subpoenaed mobster John M. Dunn, who while awaiting execution in prison
promised to name the man known as "Mr. Big‑‑called "Mr.
Upstairs" in the film. While most workers assumed "Mr. Big" to
be financier millionaire William "Big Bill" McCormick, dockworker
speculation thought New York City's Mayor, William O'Dwyer, better suited the
description. But Dunn reneged on his threat, the strike was settled with
force, the Anti‑Crime Commission recessed, and Mayor O'Dwyer ran for
reelection.
By November 1952, when Kazan and Schulberg started writing their story, the New
Jersey harbor, the specific location for the film, was the setting of frequent
assaults, firebombings, beatings, and mobster activities. With the year coming
to a close, the New York State Crime Commission (the Commission in the film)
made known its findings. With a sweep of media sensationalism, the Commission
charged the obvious: the docks were battlefields for entrenched corruption.
Workers were forced to take extortionary loans for guaranteed work, and
illegal strikes were called to extract larger fees from shippers. Union
leaders abused elections, bookkeeping practices, and pension systems; and
shippers, to insure against loss, remained silent. Drawing upon this vast
cityscape of corruption, Kazan and Schulberg ran through eight different
scripts, each of which exposed illegal activities on the New York waterfront
while providing the authors an opportunity to explain their position on
analogous contemporary events of seemingly greater national significance.
The themes which emanated from
Kazan's and Schulberg's HUAC testimonies‑the beguiled innocent
manipulated for unwholesome purposes; individual responsibility to the
democratic whole; preference for individual morality over ideological
fanaticism‑were literary in nature and religious in tone, and they
helped the authors shape the raw material of waterfront crime. Likewise, the
testimonial ceremony, which included confessing anti‑social activities,
identifying associates and theories responsible for those misguided endeavors,
and recommending more desirable ways of expressing social concern, suggested
dramatic form. The three stages of their testimony became the three major
steps of Terry Malloy's conversion. The first segment of the film exposes
Malloy's associations with the corrupt gang; a second segment depicts his
discovery of corruption as well as the depths of his own guilt; the final
segment shows him battling for his own "rights."
Each segment has a ritualized scene which summarizes the
The "shape‑up" scene discloses the dehumanizing conditions by
union corruption. A union leader throws "brass checks" on ground
where longshoremen wrestle to retrieve their guarantee of day's work. Terry,
shown separated from the central scramble, is 11cushy" job as a reward
for setting up Joey Doyle for "the knock "martyrdom" scene in
the middle of the film includes Father oration over the dead body of
"Kayo" Dugan. The "waterfront pleads with the men to come
forward and speak because silence serves the mobsters. A
"testimonial" scene at the Crime Co hearings completes the trilogy.
The legal institutions receive re* ment, and Terry confesses to society his
complicity. The state's principal investigator thanks Terry profusely,
explaining that his actions made it possible for decent people to work the
docks again." This echoes the one Representative Francis E. Walter
addressed to after his HUAC appearance: "Mr. Kazan, we appreciate your
cooperation with our committee. It is only through the assistance of people as
you that we have been able to make the progress that has been bringing
the'attention of the American people to the machinations of Communist conspiracy for world
domination." 17 In the film, co and reassurance release
Terry from his past transgression arid enable to reclaim his
"rights." The first two ritual scenes‑the shape‑up and
the martyrdom borrowed from Johnson's Crime
on the Labor Front. The prizereporter for the New
York Sun characterized the longshore working ditions "as not
befitting the dignity of a human being," a theme con with the testimonies
and previous creations of both Schulberg and The city's district attorney
claimed that the abject conditions on the were "a direct result of the
shape‑up system.""' Johnson's description the typical dockside
call for workers‑the morning shape‑up‑was neatly into the
Kazan‑Schulberg script
The scene is any pier along New York's waterfront. At a
designated hour, longshoremen gather in a semicircle at the entrance to the
pier. They am men who load and unload the ships. They are looking forjobs, and
as they there in a semicircle their eyes are fastened on one man. He is the
stevedore, and he stands alone, surveying the waiting men. At this moment he
possesses the power of economic life or death over them, and men know it.
Their faces betray that knowledge in tense anxiety, eagerness fear. They know
that the hiring boss, a union man like themselves, can accept
17 Kazan
testimony, Hearings, 241 11 Johnson, Labor Front, 137
them or reject them at will. . . . Now the hiring
boss moves among them, choosing the man he wants, passing over others. He nods
or points to the favored ones or calls out their names, indicating that they
are hired. For those accepted, relief and joy. The pinched faces of the others
reflect bleak disappointment, despair. Still they linger. Others will wander
off inconsolately to wait another chance. 19
The potency of this scene in
the film results from camera positioning. When Big Mac (played by James
Westerfield) blows his whistle to call the workers, the camera stands behind
him, permitting his large figure to obscure the huddled longshoremen. During
the scramble for tags, the camera is low to the ground, capturing facial
expressions; character movement is downward, and the camera seems to press the
viewer against the dirty dockside surface. When Edie, who has come to the I I shape‑up" to study the causes
of union corruption, tries to retrieve a tag for her father, she comes in
contact with Terry Malloy. He overpowers her and recovers the contested tag
for his friend, suggesting that muscle prevails on the docks. But when Terry
learns that his female adversary is the sister of the kid whom he
"set‑up for the knock‑off," his "conscience"
convinces him to surrender the tag to her. Thus, the conflict between muscle
and morality is established. During this encounter, the camera first frames
Edie and Terry's contest in the foreground with the longshoremen's struggle in
the background. When the scramble gives way to moral considerations, the
camera changes position, isolating their conversation and making a special
case within the generally demeaning environment. The moral
"conscience" which Edie embodies alters the situation. For the scene
as a whole, the camera presents the viewer with the facts of the story (a
sense of viewing a "real" event in the workers' daily lives), the
filmmakers' opinion about the story (Mac and his associates have the power;
the workers are oppressed and unorganized), and Terry's special relationship
to the depicted waterfront conditions. Through camera positioning, the scene
establishes conflicts to be explored as the film progresses.
To Kazan and Schulberg, the
discipline within the communist "unit" of the 1930s depended upon
similar insults to personal dignity. "The typical Communist scene of
crawling and apologizing and admitting the error of my ways,' 120 as Kazan described the practice,
degraded human intelligence, and the film's "shape‑up" scene
was intended to capture such dehumanization. After Mac throws the last tags on
the ground, exasperation leads to pushing, which eventually leads to chaos. In
the film,
19 Ibid., 133‑34. 20 Kazan testimony, Hearings,
2410‑11.
this central expository scene
attempts to highlight the hopelessness and futility of longshoremen in a place
"which ain't part of America."
Johnson's portrait of
waterfront conditions also contained a model for the film's moral catalyst,
Father Barry. As associate director of the St. Xavier School (Manhattan), Rev.
John M. Corridan, the "waterfront priest," delivered sermons, held
meetings, contributed advice to troubled longshoremen, and exhorted the dock
workers to strike and rebel. On the violent New Jersey docks, where the film
was actually shot, Corridan delivered a virulent attack on union corruption.
His sermon, "A Catholic Looks at the Waterfront," was reproduced in
Johnson's book:
You want to know what's wrong with the waterfront?
It's love of a buck.... Christ also said "If you do it to the least of
mine, you do it to me." Christ is in the shape‑up.... He stands in
the shape‑up knowing that all won't get work and maybe He won't.... Some
people think the Crucifixion took place only on Calvary.... What does Christ
think of the man who picks up a longshoreman's brass check and takes 20 per
cent interest at the end of the week? Christ goes to a union meeting ... [and]
sees a few with $150 suits and diamond rings on their fingers .21
As his words make clear,
Corridan applied the moral teachings of Christ to waterfront unionism, and
this unadorned social gospel reinforced the dualism between brutality and
innocence which had figured prominently in previous works by Kazan and
Schulberg. Because of the familiar set of visual symbols attached to Christian
mythology as well as the moral authority and political safety of such a
conservative institution, the filmmakers expanded and made essential Father
Barry's role in convincing Terry Malloy to testify (see Figure 2).
The filmmakers, both former
members of the Communist Party, used Father Barry's funeral oration to air
their rejuvenated ideology and to challenge silent liberals to speak out
against past totalitarian activities. The emotional speech introduces the idea
of shared guilt and encourages action to combat and defeat the mobsters. As
the shrill accusations resound through the ship's hold, the forces of chaos
(the "mugs" who throw cans and tomatoes) are silenced (Malloy
punches Tillio on the chin). With the camera searching high overhead to find
Friendly and Charley, it is obvious that the power relationships have not
changed. But the men begin to realize that their silence only serves their
oppressors.
While Father Barry speaks, the
shadow of a cross‑like form rises on the wall behind him. After the
speech, Dugan's body ascends from the worker's hell (the lower depths of the
ship) accompanied by Father Barry and
21 Johnson,
Labor Front, 223.
Pops, two saintly escorts for the workingman's martyr.
The men stand with their hats off, unified at least momentarily by this
ritual. Whereas shape‑up belittled the workers, this affirmative scene
"resurrects" self‑image. The action of the men at the
shape‑up was downward to ground; here it is upward toward the sources of
oppression.
A "testimonial" session with the Crime
Commission, the third ritual scene in the film, completes the film's
structural argument. Corruption and human indignity, exposed in the
shape‑up and then condemned over a martyr's body, are finally made
public before a tribunal seeks to punish those responsible. In the Commission
hearing mobsters, newspapermen, commissioners, and interested citizens ha
designated place in a physically ordered environment where legal proesses are
conducted in the open for all to see. Unlike the dreary alleys dingy asylums
of waterfront criminals, the brightly lighted and crowd room encourages
photographers and reporters to publish what they Investigators doggedly pursue
the illegality hidden behind unions without accounting books and without
elections. The degraded competition between workers in the shape‑up has
become a fair and open co between equal adversaries made possible by a legal
system which in individual "rights." Totalitarian irreverence is
supplanted by democratic dignity.
In the spring of 1953
with the script completed, Kazan and Schulberg went to California to
seek studio backing. After several rejections, Twenttieth Century‑Fox
purchased the rights, and then immediately released them. A foreign‑born
producer was staying in the hotel room across hall from the anxious
screenwriters, and casual conversation led to agreement whereby Sam Spiegel
assumed all production responsibilities for Horizon Pictures. Spiegel had
arrived in Hollywood in 1938 and started
producing minor films under the name S. P. Eagle. His unsteady career gained
stability in 1947 when he and John
Huston founded Horizon Pictures. Although Spiegel rarely intruded forcefully
into a film's creation, he usually selected stories which concentrated on the
dig human beings (e.g., African Queen, 1951). Thus, his
decision to back Golden Warriors, the
film's new working title, was consistent with other Hollywood investments .22
" Archer Winsten, "Reviewing Stand," New
York Post (July 6, 1953), 22; James F. "The Spiegel Touch," Saturday
Review (Dec. 29, 1962), 13‑14+;
Thomas M. "Spiegel and U.‑I. Back Kazan Film," New
York Times (June 13, 1953), included in clipping file, New York Public
Library, Lincoln Center.
Outside of financial support.
Spiegel's contribution was limited to casting. which itself followed a
circuitous route. Kazan evidently had Frank Sinatra in mind for both the
Malloy and Father Barry parts, but Spiegel wanted to save the Malloy part for
Montgomery Clift. Clift was unavailable and Sinatra reportedly demanded
$900,000, a sum far beyond the film's modest budget. Undecided, Kazan turned
to his frequent associate, Marlon Brando, who signed a contract worth
$100,000. Kazan wanted Laurence Tierney for the Charles Malloy role, but
Tierney was occupied, and so the part went to another member of Kazan and
Strasberg's Actors Studio, Rod Steiger.13
In June 1953, Lee J. Cobb,
another Group Theatre graduate who had ‑just finished acting in the New
York City revival of Golden Boy, appeared
before the House Committee on Un‑American Activities and gave exten,ive
testimony concerning Party operations. In his statement, Cobb struck this
special theme which matched the developing ideas for The
Golden Warriors: "I would like to thank you for the privilege of
setting the record straight, not only for whatever subjective relief it
affords me, but if belatedly this information can be of any value in the
further strengthening of our Government and its efforts at home as well as
abroad, it will serve in some small way to mitigate against whatever feeling
of guilt I may have for having waited this long.' ' 24 The
theme of guilt and confession, implicit in the Schulberg and Kazan
testimonies, was now explicit, and it merged easily with the waterfront story.
In the film with the neo‑gothic church hovering behind him, Terry
confesses his culpability in Joey's murder to Father Barry; prodded by the
priest, he next confesses to Edie Doyle as they wander outside the metal fence
which encircles the w waterfront community like the wire cage
enclosing Terry's pigeons. But these private confessions give Terry little
satisfaction, and the priest reminds him that confession before a public
tribunal will better serve his ‑‑brothers." Thus Cobb's
indirect suggestion that dispensation for social transgressions can be granted
only by the institutions abused blended smoothly with the motivations Father
Barry was to implant in Terry's mind. Shortly after his Washington appearance,
Cobb joined the film project.
Eva Marie Saint had appeared
on television for two and one‑half years in
One Man's Family. A member of the Actors Studio, she had her Broadway
debut in 1953 opposite Lillian Gish. Kazan and Spiegel saw her perform and
sent Anna Hill Johnstone, Kazan's costume designer, to see
2' Sidney
Skolsky, "Hollywood is My Beat," New
York Post (Aug. 26, 1954), 29.
" Lee J. Cobb, testimony, Hearings
Before the Committee on Un‑American Activities House of
Representatives, 83d Cong., Ist sess., June 2, 1953. 2356.
the show. Johnstone agreed with their choice, and Saint
was hired. Other characters were cast with considerably less confusion. Karl
Malden, because of previous work with Kazan and the Group Theatre, was hired
asFather Barry, and Tony Galento and Tami Mauriella were hired as
Friendly's thugs because of their careers in the boxing world Schulberg
knew so well."
After their successful collaboration on A Streetcar Named Kazan selected Richard Day as the new film's art
director. Spanning than thirty years in Hollywood, Day's distinguished career
included Academy Awards .16
As supervising art director at Twentieth Century‑Fox and later as
a freelance set designer, his creations always captured a of psychological as
well as physical condition. The result of his in ment in the dockside
environment, On the Waterfront became
an drama depicting the American city as threatening and confining. spaces,
dark caverns, alleyways with lights piercing open spaces blinding the viewer,
laundry hanging on clothes lines creating intrusions into the human space,
underground passages which swallow automobiles and entrap unsuspecting people,
and a foggy dankness oppresses human emotions and obscures
perceptions‑these are uals which menacingly accompany Terry Malloy's
futile attempt to his situation.
Day's carefully selected sites for location shooting in
Hoboken New Jersey, injected physical power into the dockside cityscape. The
river piers, with Manhattan looming like a foreign country beyond the
shoremen's reach, as well as the enclosed apartments and barroom. forced the
general theme of corruption and degradation. These settings were complemented
beautifully by the photography of Kaufman, whom Kazan hired based upon
documentarist Willard Van Dyke's recommendation .27 Kaufman was the younger brother of Dziga‑
Vertov and Mikhail Kaufman, both of the Soviet Kino‑Pravda film During
Boris Kaufman's early days in the Soviet film industry, he the photographic
trade from his brothers. In 1928, he left the Soviet \vith his parents and
soon collaborated with Jean Vigo on A Propos de Nice (1930),
Zero de Conduite (1932), and L'Atiante
(1934). the United States in 1942, Kaufman began his American career as a
documentarist for the United States government and eventually as
George Lait, "Eva Marie Saint," Columbia
Pictures Publicity Release
‑"Waterfront Film Dramatizes the Real," Business
Week (Aug. 7, 1954).
'Obituary." Variety (May
31, 1972), 68; also, several unpaginated clippings Richard Day file, New York Public Library at Lincoln Center: Variety
(Aug.
20.
York World Telegram (Dec.
29, 1937).
Skolsky "Hollywood"; Kazan and Van Dyke
were both members of Frontier Films
a freelance cinematographer in
New York City. From these early experiences he developed his style. He
preferred black and white to color because mood and overall conception or
"idea" could be more directly communicated. He liked early morning
and late afternoon shooting because light sources naturally modeled
three‑dimensional objects and because soft shadows on dimly lit objects
could exploit the black and white hues in the film stock. Finally, he
preferred clear days for distant shots because aerial perspective could
naturally affect and smoothen hard edges. For human, close‑up work,
Kaufman waited for cloudy days when diffused light better exposed facial
features."
Kaufman believed that image
and theme should be united and that cinematographers should be concerned
primarily with visual continuity from scene to scene. These interests affected
his work for On the Water'front. Since
the film was shot in story sequence, Kaufman's greatest worry involved
constancy in lighting. To solve this nagging problem, which was compounded by
New York City winter weather, he burned trash fires in the area while
shooting. The result was an evenly diffused light, although the film contains
a few mismatched takes which do break the continuity. This simple solution to
a technical problem added meaning to the mise‑en‑scene
and helped coordinate atmosphere with character development. Due to a
pressing shooting schedule, many shots, including the entire final scene, were
taken at night. To insure visual continuity, Kaufman complemented the
artificial lighting with a sprayed mist, which helped disperse the
concentrated light.29 Blurred lines defining closed spaces and an incessant
fog obscuring open vistas visualized correctly the moral confusion which the
characters exhibited in words and actions.
Kaufman's work matched Day's
dingy sets, and the tight spaces and cramped camera angles offer immediate
clues to the theme of ambivalence. The closeness of the objects and characters
suggests intimacy, as when Terry and Edie actually communicate within a
crowded frame at close range (on the roof, in the saloon, in the comer of her
apartment). But tight shots and cramped compositions also suggest entrapment
(inside the birdcage, the Friendly bar pay‑off scene, the ship's hold,
Edie's terrified face as she hears Terry's confession). Open spaces with
distant views appear only on the rooftop, suggesting a romantic image of
impossible or at best temporary escape from the streets and work below.
28 Christopher
Baffer, "From Poland with Love: Tribute to Boris Kaufman," Backstage
(Nov. 12, 1976), 30. For Dziga‑Vertov and the Kino Eye, see Richard
Meran Barsam, Nonfiction Film: A
Critical History (New York: E. P. Dutton, 1973). Also, Jay Leyda, Kino:
A History of the Russian and Soviet Films
(London: Allen and Unwin, 1960).
19 Edouard
L. de Laurot and Jonas Mekas, "An Interview with Boris Kaufman,"
Film Culture, I (Summer 1955),
4‑6.
Other elements of the film
help frame social and moral ambivalence as the central theme of On the Waterfront. Speaking about his HUAC testimony, Kazan
confided: "I don't think there is anything in my life towards which I
have more ambivalence." He compared himself to his filmic counterpart:
"Terry Malloy felt as I did. He felt ashamed and proud of himself at the
same time. He wavered between the two.... He felt like a fool, but proud of
himself.... That kind of ambivalence.' 130 Terry's
actions do reveal ambivalent feelings. Attracted and repulsed by
"cops" and "crime investigators," Malloy reluctantly moves
away from the vulgarity of the boxing‑mobster world and toward the
respectability of established institutions. The mobsters have derailed Terry's
boxing career, leaving him nothing but vague memories of fights he should have
won, but he continues to aid their efforts to frighten and control the
frustrated longshoremen; in so doing, he remains "a bum." The
situation comes into focus when Charley offers Terry a foreman's job in return
for silence and support at the Crime Commission hearings. Acknowledging his
indecisiveness, Terry blames his brother for not protecting him from the
city's "hawks." He leaves, trying to resolve the conflict between
attachment to his brother, a mobster, and to his laboring
"brothers," whose lives are dominated by the mob. Charley also faces
dual allegiances, but his criminal past is beyond redemption. When he tries to
convince Friendly that his younger brother just needs time to free himself
from the preachments of Father Barry and Edie, Friendly, reflecting Arthur
Miller's world of clear choices, gives Charley his options: "You can have
it his way or you can have it your way, but you can't have it both ways.... On
your way 'deep thinker."' Charley chooses to break with mobster dogma and
acts out of personal concern for his brother; having acted out of
"conscience," he is eliminated.
In a morally expedient world,
actions often militate against personal feelings, creating ambivalent
reactions. As Terry and Edie stroll through a neighborhood park, they talk
cautiously, wanting both to stay together and to separate. He feels guilty
because of Joey's murder and is worried she will discover his crime; she is
repelled by Terry's friends but wants to talk to him. According to Kazan, the
glove which Edie drops and Terry retrieves offers them the needed excuse to
remain together .31 The
social environment pulls them apart, but their feelings bring them together
with the help of a personal object. Terry tries on her glove, almost as if he
were about to "try out" her moral values. He had worn boxing gloves
for the mobsters, and he will now try to fit into the white glove of virtue.
After he has
30 Kazan,
cited in Ciment, Kazan, 110.
31
Ibid., 45.
Edie's glove on his hand, he
comments jokingly about her childish appearance. He acknowledges that she has
grown from an ugly kid with braces and braids to an attractive woman. However,
his physical features have remained the same, and he seemingly confronts adult
responsibility and even sexuality with ambivalent feelings. As they stand next
to the park's cage‑like fence, he reminds her how the Catholic sisters
tried "to beat an education" into him, and she comments that human
understanding would have worked better. Later, outside the constricting fence,
Edie wears the same white gloves and listens painfully as Terry confesses his
role in Joey's murder. The extra‑tight close‑up of her horrified
expression and the blaring dockside noises emphasize Edie's shocked reaction
to the ugly truth. As in Golden Boy and
A Streetcar Named Desire, the
physical and the spiritual are at odds.
When Terry and Edie confront
each other in her apartment, ambivalent feelings surface again. The Richard
Day set is white, mindful of Edie's association with virtue, but the walls are
badly discolored. Blond‑haired Edie in her white slip cowers in the
comer below a crucifix. When Terry knocks, she primps her hair, moves toward
the door, and then shouts, "Go away"; the actions and the words
contradict each other. Terry, disregarding the words, breaks down the door;
she retreats, making assertions about his responsibility. Shaking in rage, he
yells to her to stop talking about "conscience; that's all I've been
hearing about." He then insists, "You love me, Edie," pleading
in a manner quite different than his door‑breaking act would suggest.
Reemphasizing the split between actions and feelings, she responds: "I
didn't say I didn't love you. I said leave me alone." Throughout the
scene, she retreats deeper into her apartment, and he follows, finally forcing
her into a comer and into a passionate and contorted embrace. Unlike Stanley
Kowalski's rape of Blanche DuBois, the effect of this mannerist fusion of
bodies is to join opposing forces. Violence
and love, brutality and tenderness, the physical and the spiritual are
finally brought together. Edie and Terry have forsaken their antithetical
extremes and moved to a middle ground where moral decisions are left to the
individual.
The final artist brought into
the collaborative effort, composer Leonard Bernstein, received the finished
print in the spring of 1954. As a
student at Harvard University, Bernstein had studied with Walter Piston, but
after graduating he undertook advanced study with Aaron Copland, an American
coinposer who found film work satisfying. Between concert performances,
Bernstein had penned the music for two Broadway musicals and a modern ballet
piece for Jerome Robbins called "Fancy Free" (1944). Repeatedly cited as a communist dupe by the House Committee
on UnAmerican Activities, Bernstein never suffered from the publicity, and his
career continued its steady
rise through the 1950s. Confronted with the opportunity to write a film score,
Bernstein at first balked, thinking the finished piece would be submerged
beneath actors' voices and on‑location noises. But the visual power of
the film overwhelmed his resistance, and he joined the collaborative effort.
"I was swept by my enthusiasm," he later wrote, "into accepting
the writing of the score . . . although I had thereto resisted all such offers
on the grounds that it is a musically unsatisfactory experience for a composer
to write a score whose chief merit ought to be its unobtrusiveness.... But I
heard music as I watched; that was enough. 1132
Because Bernstein composed the
music after the actual filming had been completed and because he did not know
personally any of the other collaborators, the score for On the Waterfront can be studied not only as an essential part of
the film but as commentary on the story as well. Schulberg wanted harmonica
music to emanate from instruments
played within the camera's
eye, thereby controlling the composer's freedom to weave dramatic complexity
into the material of verbal and visual images. Kazan wanted music which would
unobtrusively support the lines spoken by specific characters, thereby
avoiding generalizations drawn from musical allusions. Both seemed interested
in music which would not challenge the primacy of their ideas. The score which
Bernstein delivered to them complemented the film's theme of ambivalence and
even made clearer certain aspects of character development.
Bernstein screened the film
over 50 times, selecting and timing scenes which seemed to need music, and
created a highly consistent, thematic score. Rhythmic flourishes and haunting
melodic passages enliven the story's development and add nuance and density to
each character's actions. Interestingly enough, the final score's thematic
lines, instrumentation, extended crescendi,
and dissonance resemble techniques Aaron Copland used in his score for The
Quiet City, the ill‑fated Irwin Shaw play which Kazan directed for
the Group Theatre in 1939.33 The major slow themes in the Bernstein score are
the "Waterfront Theme" (which opens the film, appears in segments
throughout, and reappears in altered form during the final scene) and the
"Edie/Love Theme" (which announces
11 Leonard
Bernstein, "Notes Struck at 'Upper Dubbing,' California," New
York Times (May 30, 1954), 11, 5. For score analysis, see Hans Keller,
"On the Waterfront,"
The Score and L M. A. Magazine (June
1955), 81‑84, and William Hamilton, "On the Waterfront," Film
Music, 14 (Sept.‑Oct. 1954), 3‑15.
13 Harold
Clurman, The Fervent Years: The Story of
the Group Theatre and the Thirties t New York: Knopf, 1945), 80. A concert
piece of the Copland
score is available: Aaron Copland, "Quiet City," Four American Landscapes, Everest 3118; Bernstein also salvaged a
concert suite from his film score:
Leonard Bernstein, Bernstein
Conducts, Columbia Masterworks, MS 6251.
Edie's entrances onto the
waterfront stage). The two themes are played together during the "dead
pigeons" scene on the roof, offering a musical ..reprise" of the
mannerist kiss which had momentarily united Terry and Edie‑and the
values they represent. After the kiss, Charley's body is discovered; after
these two melodies appear intertwined, Terry confronts Johnny Friendly and
gains personal revenge for his brother's murder. Thus, Bernstein's score
attributes motivation to Terry's actions. Without such commentative musical
statements, the causal connections between characters' thoughts and actions
might be missed.
Aggressive and assertive
themes etch an acoustic portrait of the corrupted, urban environment. The
"Murder Theme," marked presto
bar"(11,0 in the sheet music, is first
heard as the Friendly gang emerges from its dingy waterfront shack. The
percussive three‑voice fugato with its rhythmic irregularity, creates an
unsettling atmosphere and hauntingly ‑presages Joey Doyle's murder.
Bernstein wanted the "Murder Theme" ‑I played before each of
the three murders, thus creating a formal allusion to t.he tripartite plot
structure, but the music was cut from the sequence preceding Dugan's murder.
During a tense dubbing session, Bernstein's position was overruled because
Kazan and Schulberg thought the street sounds and muted dialogue of location
shooting were more important .34 A dirge‑like version of the murder
theme, however, does accompany Dugan’s rise out of the ship's hold.
Each of the three major themes
is attached to one of the contending factions of the waterfront story. The
violent and corrupt mobsters are identif'ied with the murder theme; the
spiritual and incorruptible Edie is associated with the love theme; and the
environment in which these two antithetical forces collide is represented by
the waterfront theme.
Atmospheric unity, like that
gained from Kaufman's misty photography ‑‑d Day's dismal sets, is
communicated in the music through a fourth, independent "Snap
Theme." Even though this agitated passage is the most pervasive musical
theme in the film, it is not used for literal commentary on characters or
plot. At the opening of the film, the "Snap Theme" is interwoven
with the "Murder Theme" during Joey Doyle'smurder, but it soon
disappears leaving the more aggressive theme predominant. This unique
combination of melody and rhythm is heard again in E die's apartment
just prior to the kiss and again
during the attack on the basement church meeting; later it is given a
honky‑tonk rendering for the saloon scene. After Terry discovers his
brother's dead body, the "Snap
Theme replaces the
"Murder Theme" as Terry goes to "take it out on skulls."
The theme is played rapidly during the fight scene between Terry and Johnny
Friendly with a slower rendition heard after the fight
‑ Bernstein, "Upper Dubbing."
when Terry's body is
discovered lying half in the water. A complex metric pattern‑5/4 and 6/8
combined‑animates the "Snap Theme," and the ascending and
descending eighth note pattern gives the theme an active, disturbing sound.
This added musical touch accents the dramatic peaks in the story and
contributes to the film's overall aesthetic unity.
Contributions of the various
collaborators are synthesized in the final scene of On the Waterfront. The Kaufman camera continues to frame a blurred
image of the waterfront site with special attention to the dingy floating
shack where hoodlums bet on horses and dispense with human lives. Longshoremen
line the pier overlooking Friendly's headquarters; angry but unmoved they
resemble an immense Greek frieze of noble figures incapable of action. The
dockside fog, the burning trash cans, and the cold air which quickly converts
each breath into mist all conspire, as the environment has throughout the
film, to constrain longshoreman rage and to blur the connection between power
and oppression. In such a setting, only personal rebellion is possible. When
Pop casts the evil Johnny Friendly into the hellish water below, the act
balances his son's fall from the rooftop at the outset of the film. But Pop's
conversion to social rebel will require more than a single spontaneous act.
Here Terry Malloy must act alone rather than as a proletarian hero,
because‑like Norman Cousins' liberal‑Terry has changed his mind
"slowly, painfully, and by his own volition."
But even Terry's conversion
seems incomplete. Early in the story, Edie visits Terry on the roof. As she
looks down on the "original golden warrior" and his loyal retinue,
the camera catches her standing next to a rough‑hewn, rooftop antenna.
The intersecting lines of the wooden structure form an identifiable cross,
which visually foreshadows Father Barry's eulogy to Dugan. During a later
visit to the roof, Edie brings Joey's jacket to Terry. Unlike Edie's glove
which symbolically allowed Terry to "try on" a new morality, Joey's
jacket brings with it a heavy responsibility; Joey testified and Dugan
testified. Each owner of the jacket was forced to subordinate
self‑interest to a higher social good. "There's more to this than I
thought, Charley," Terry finally admits to his brother. With Edie and her
cross intruding into Terry's barren world and with Father Barry peppering the
reluctant crusader with visions of a better world, Terry, like an
anti‑Faust, is being dragged‑kicking and screaming‑out of
hell into heaven.
In the final scene, these
visual and verbal references come into play. As Terry staggers to the
warehouse door to meet the awaiting gray‑haired man, he carries the
longshoreman's hook, a suggestion of the cross Christ carried as well as the
burden placed on the shoulders of longshoremen.
Terry wears a sacred cloth, the coat worn by previous martyrs. He is
bleeding about the head, a visual allusion to the crown of thorns, and is
enervated from the beating (flagellation) he has just received. Edie, who has
by now fused the contradictory roles of ]over and saint, tries to help Terry,
but is restrained by Father Barry, who urges Malloy forward to his
duty. He leads the
longshoremen‑the rejuvenated flock‑to work while the scarred and
evil figure of Johnny Friendly remains outside the closing doors.
Kazan has insisted
that the final scene is not utopian: "I never meant that when they go
back to work at the end of the film there isn't going to be that same
corruption starting up a month later. 1135 But
with the dockside Gates of Heaven mercifully enclosing the laboring faithful
and casting out the malevolent oppressor, Kazan's anti‑utopian comment
seems inappropriate. Actually, the Christian symbolism deceives the casual
viewer. For one moment, individual revenge and Christian brotherhood seem
united; but undoubtedly they will separate again.
An accurate reading of this
scene requires attention to film language. In the final walk, camera point of
view shifts abruptly from omniscient to first‑person; looking through
Terry's battered eyes, we see the blurred and unstable perspective he has on
the goal being sought. This is not the first time subjective camera has been
employed; it appears earlier in the film after a truck nearly kills Terry and
Edie. From Terry's viewpoint, we see Charley's limp body hanging from a
partially‑lighted alley wall. A slow zoom to Charley's face helps the
audience anticipate Terry's emotional response. Thus, in the final scene when
the first person camera returns, the audience should recognize that Terry is
motivated more by vengeance than by altruism. The film's structural argument,
an admixture of ideas borrowed from Johnson's book and HUAC testimony, exposes
demeaning labor conditions, explains the reason for these conditions, and
suggests a legal solution. After the structural argument ends with the Crime
Commission testimony, the film changes perspectives, permitting Terry, like
John Proctor in The Crucible, to
demand his self-respect. From the social perspective, which included clear
moral choices, the point of view shifts to the participant's perspective,
where outlines are less clear. All the Christian imagery points to a better
world, but Malloy's perceptions suggest otherwise.
The facts of the longshoreman
struggle prove that little substantially changed after this fleeting victory.
"Mr. Upstairs," the man who appeared in the photograph which Terry
smashed prior to testifying, and who flicked off the television set just as
Terry named the corrupt officials,
31 Kazan,
cited in "Grand Illusions," 24.
remained in power. As
mentioned earlier, the film's "Mr. Upstairs" could have been
financier "Big Bill" McCormick, but it also could have been ILA
president Joseph P. Ryan, who still held power when the film was released.
Nonetheless, his actual identity remained with mobster John Dunn who died in
the electric chair. Regardless of his name, some central figure still
dominated the lives of longshore workers, and Johnny Friendly correctly
boasts: "I'll be back." As the warehouse door closes behind the
victorious workers in the last shots of On
the Waterfront, the image of caged pigeons should return to the viewer's
mind. The warehouse symbolizes both protection and entrapment. The workers,
having for the moment regained control of their union, must face the problem
which originally brought unions into existence: how can the laborer maintain
autonomy and dignity in a capitalist society? To Kazan and Schulberg the
problem was similar for the modern liberal whose situation they made analogous
to the film's labor rebel: how can liberals eradicate the social problems
which the Communist Party exploited? With its ambivalent ending, the film
suggests that the challenges require constant vigilance. The structural
argument blamed corrupt individuals for the failure of a workable
institutional structure; the ambivalent ending with its suggestion of
continued corruption posited the idea that oppression is inherent in the
institutional system. The two positions‑the viability of liberal
institutions and ambivalence toward individual action‑contradict each
other. Thus, the film is a curious mixture of assertions favoring social
reform and suggestions as to the futility of such reforms.
The musical score accentuates
the tenuous nature of a reformer's victory. Avoiding a strong, tonic cadence,
Bernstein's closing musical passages, which are derived from the
"waterfront theme," are riddled with dissonance (fourths and flatted
ninths), rhythmic snaps (sixteenth‑note attacks from one‑half step
below the sustained note), and moving intervals which are severed quickly with
hard accents. The final note of the score is not a sustained tonic which would
imply a stable resolution. Instead, the last note is a staccato, accented
eighth note marked quadruple forte, and
spread over a chord which is saturated with half‑step dissonance. The
visuals, the music, and the dialogue tell of temporary victories, fragile
successes which will again be threatened by corruption. These cinematic
elements accurately reflect the historical situation. Even the sanguine Rev.
John Corridan commented that "the arrest, prosecution and conviction of a
few waterfront criminals will improve the situation on the docks only
temporarily. 1136
36 Corridan,
cited in Johnson, Labor Front, 227.
Interest in and disagreement
over On the Waterfront started
shortly after its release in July 1954.
The Saturday Review predictably called it " . one of the most
exciting films ever made in the United States," but Harper's Magazine, slightly more critical of certain liberal
positions, described it as "a safely sterilized and hygienic slumming
expedition," explaining that the story was "false to the
longshoremen whose lot it purports to depict, false to the dedicated
individuals who have tried to improve that lot, and ultimately false to
itself." The New York Times, after
pointing out that valuable background material was missing, went ahead to call
the film "the most violent, graphic and technically brilliant job of
movie‑making to be unveiled this year." The
Morning Telegram (New York) characterized the drama as a "rough,
tough baby with the simple passions of mankind stripped bare." Commonweal
said the film was a "simplification of the waterfront mess," but
allowed that "the final scenes have the quality of making a saint." Time insisted the film maintained "the old sentimental
prejudice that ordinary people are wonderful no matter what they do." Life
magazine accurately reflected the dichotomy of critical reactions by
explaining that On the Waterfront "is the most brutal movie of the year, but it
also contains the year's tenderest love scenes." Perhaps to confuse
further the connection between historical event and fictional presentation,
Anthony (Tony Mike) de Vincenzo, whose life inspired the character of Terry
Malloy, sued Columbia Pictures and Sam Spiegel for $ 1,000,000 for invading
his right to privacy. He won a smaller settlement, as did Frank Sinatra who
sued the same people for $500,000, a sum he said had been promised him when he
was offered the part. From Chicago to San Francisco, local longshore unions,
both corrupt and honest, sued the film's backers for libelous assaults on the
honor of longshoremen .37
While critical and legal
controversy surrounded the film, the Academy of Motion Picture Arts and
Sciences made its position clear. On the
Waterfront received Oscars for Best Production, Best Screenplay, Best
Direction, Best Actor, Best Supporting Actress, Art Direction, Black and White
Photography, and Editing (Gene Milford). The New York Film Critics showed
similar approval by awarding the film their three best awards: Best Movie,
Best Director, and Best Actor. Even the most disparaging critic (Harpers)
conceded the film "was beautifully acted, beautifully directed and
beautifully photographed."
17 Saturday Review (July 24, 1954), 25; Harper's
Magazine (Aug. 1954), 93‑95; New York Times (Aug. 1, 1954), 18; Morning
Telegram (Sept.
6, 1954), 2;
Commonweal (Aug. 20, 1954), 485‑86; Time (Aug. 9, 1954), 82; Life
(July 19, 1954), 45‑46; "Sinatra Sues 'Waterfront,"' New
York Times (Dec. 22, 1954), 54; "Union Sues 'Waterfront,"' New
York Times (Mar. 18, 1955) in On the Waterfront folder, New York Public Library, Lincoln Center.
The theme of ambivalence in On the Waterfront, especially with partially obscured purpose of personal aggrandizement, elicited blistering critiques from some writers. An exasperated Lindsay Anderson bla